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Net capital rule
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#	Item
111	Procedural Guidance: 1.73(a)(2)(iv) Futures Give Ups This Guidance relates to the Rule 1.73 Give Ups: Proposed Solution and the Agreement for Executing Broker to Screen for Clearing Broker Limits (“Screen Agreement”) Add to Reading List Source URL: www.fia-tech.com Language: English - Date: 2013-05-17 09:46:06 Financial system Financial markets Finance Financial regulation Net capital rule Central Counterparty Clearing Financial economics Futures contract Broker
112	Microsoft Word[removed]Regulation 125 Changes - November 2010.doc Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:41:18 Financial services Finance Funds Collective investment schemes Dodd–Frank Wall Street Reform and Consumer Protection Act Money market fund Investor Protection and Securities Reform Act Credit rating agency Net capital rule Financial economics Investment Economics
113	SELECTED FINANCIAL INFORMATION For Fiscal 2013 Mizuho Financial Group, Inc. Add to Reading List Source URL: www.mizuho-fg.co.jp Language: English - Date: 2014-09-10 03:01:01 Income tax United States housing bubble Subprime mortgage crisis Public economics Capital gains tax Political economy Business Net capital rule Income tax in the United States Mizuho Financial Group Mizuho Bank
114	SEC-59 SYSTEM NAMES: Office of Interpretation and Guidance Log; Office of Broker-Dealer Finances NRSRO Log; Office of Financial Responsibility Log. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, W Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:24:08 Securities and Exchange Commission Freedom of Information Act Security Privacy Act Politics of the United States Law Net capital rule Government Corporate crime U.S. Securities and Exchange Commission
115	Microsoft PowerPoint - Fixed Income Investor Call vFINAL - REVISED Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:06:49 Economics Credit Security Stock market Market liquidity Balance sheet Bank Debt Net capital rule Financial economics Finance Financial markets
116	FINANCIAL REVIEW Results of Operations Costs, Expenses, and Earnings Add to Reading List Source URL: www.noritzglobal.com Language: English - Date: 2009-10-20 00:18:00 Financial economics United States federal budget Net capital rule United States housing bubble Finance Economics
117	Add to Reading List Source URL: www.fia-tech.com Language: English - Date: 2013-05-13 12:03:02 Occupations Floor broker Finance Financial system Financial services Securities Investment broker Net capital rule Financial markets Financial economics Broker
118	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 22, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-22 06:43:33 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
119	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 11, 2014 Add to Reading List Source URL: online.wsj.com Language: English - Date: 2014-07-11 10:27:39 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission Finance Municipal Securities Rulemaking Board Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
120	#3 Via Electronic Mail and U.S. Mail August 22, 2002 Financial Crimes Enforcement Network Add to Reading List Source URL: fincen.gov Language: English - Date: 2008-03-12 07:59:30 107th United States Congress Corporate crime U.S. Securities and Exchange Commission Broker-dealer Federal Reserve System Patriot Act Net capital rule Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Financial system Finance

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